Licenses & Regulatory Credentials

Operating with Full Legal Authorization
Regulatory Integrity Across Borders

Alfa Valor Investments Ltd is committed to the highest levels of transparency, legal standing, and regulatory oversight. Our firm holds all necessary registrations and licenses to operate as a cross-border financial advisory entity, serving clients across the United States, Europe, and beyond.

We maintain full compliance with U.S. federal and state regulations, Spanish financial laws, and global anti-money laundering standards.

Registered Name
Alfa Valor Investments Ltd
Incorporation State
Colorado, United States
Date of Formation
March 18, 2019
Entity ID
20191229272
Status
Good Standing
Registered Address
999 18th St, Denver, CO 80202, USA

Alfa Valor Investments Ltd has been issued a Certificate of Good Standing by the Colorado Secretary of State. This confirms the company’s lawful establishment and ongoing compliance with state reporting, taxation, and governance requirements.

Regulatory Body
U.S. Department of the Treasury – Financial Crimes Enforcement Network (FinCEN)
MSB Registration Number
31000034549291
Authorization Date
July 7, 2025
Scope of License
All 50 U.S. States, U.S. Territories, and International (Foreign Flag)
Registered Address
999 18th St, Denver, CO 80202
  • Currency exchange services
  • Money transfer and remittance operations
  • Issuance of money orders and prepaid access products
  • Sale and redemption of traveler’s checks and prepaid cards
  • Check cashing services, including traveler’s checks

All MSB operations are fully aligned with the Bank Secrecy Act (BSA) and subject to Anti-Money Laundering (AML) and Countering the Financing of Terrorism (CFT) oversight. We maintain internal reporting systems, training programs, and transaction monitoring in compliance with FinCEN regulatory standards.

Regulatory Body
U.S. Securities and Exchange Commission (SEC)
Registration Type
Registered Investment Adviser (RIA)
  • Advisory services for U.S. and foreign qualified investors
  • Portfolio management for equities, ETFs, and derivatives
  • Investment planning, tax efficiency, and trust structuring
  • Institutional and family office advisory mandates

Our firm operates in full compliance with the Investment Advisers Act of 1940, maintaining documented policies, audited reporting procedures, and disclosures as required by federal law.

Alfa Valor operates under a unique regulatory structure, backed by both U.S. and European authorizations:

CNMV
Our parent company, ALFA VALOR INVERSIONES EAF, S.A., is licensed by Spain’s Comisión Nacional del Mercado de Valores (CNMV) as a certified EAF (Empresa de Asesoramiento Financiero), providing financial advice throughout the EU.
SEC / FinCEN
Our U.S. operations are governed by the SEC and FinCEN, ensuring full adherence to American investment, tax, and AML law.
Global AML/CFT Frameworks
We strictly follow KYC/AML/CFT compliance standards under both U.S. and EU law, including FATF recommendations.

Our Compliance Philosophy

We view licensing not as a checkbox, but as the foundation of trust. Our entire business model is designed around verifiability, client protection, and legal soundness. Every service we offer—advisory, execution, or structuring—is grounded in legal clarity and cross-jurisdictional accountability.

For additional documentation or due diligence materials, please contact our compliance office.

Legal & Privacy Disclosures

Privacy Policy: We are committed to protecting your data. All personal information submitted through our website is encrypted and handled in accordance with the U.S. SEC cybersecurity framework and GDPR standards.

Legal Notice: Alfa Valor Investments Ltd is registered with the U.S. Securities and Exchange Commission (SEC) and the Financial Crimes Enforcement Network (FinCEN). Our advisory services are offered exclusively to qualified clients and subject to jurisdictional suitability.

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